-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O87QPP2lYFdwgyWcNnT5qOdNS0II3UAqGQg0pXAGJAyXaC6mBeNnyLPXDB14Xsuo TCiQ8WIcC1ZFtFU0iJe1xg== 0001047469-98-004242.txt : 19980210 0001047469-98-004242.hdr.sgml : 19980210 ACCESSION NUMBER: 0001047469-98-004242 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980209 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED FIBRE COMMUNICATIONS INC CENTRAL INDEX KEY: 0000898805 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 680277743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48527 FILM NUMBER: 98525297 BUSINESS ADDRESS: STREET 1: ONE WILLOW BROOK COURT STREET 2: P.O. BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-1239 BUSINESS PHONE: 7077947700 MAIL ADDRESS: STREET 1: ONE WILLOW BROOK COURT STREET 2: P.O. BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-1239 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN DONALD CENTRAL INDEX KEY: 0001031725 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1445 MCDOWELL BLVD NORTH SUITE B STREET 2: C/O ADVANCED FIBRE COMMUNICATIONS INC CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077947700 MAIL ADDRESS: STREET 1: C/O ADVANCED FIBRE COMMUNICATIONS INC STREET 2: 1445 MCDOWELL BLVD SUITE B CITY: PETALUMA STATE: CA ZIP: 94954 SC 13G/A 1 SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* ADVANCED FIBRE COMMUNICATIONS, INC. - ------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - ------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 00754A 10 5 - ------------------------------------------------------------------------------- (CUSIP NUMBER) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). (CONTINUED ON FOLLOWING PAGES) (Page 1 of 5 Pages) CUSIP NO. 00754A 10 5 13G Page 2 of 5 Pages - ---------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DONALD GREEN - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)/ / (b)/ / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER AS OF DECEMBER 31, 1997: 2,987,785 (INCLUDES OF 588,088 SHARES ISSUABLE UPON EXERCISE OF SHARES WARRANTS AND 597,787 SHARES ISSUABLE UPON BENEFICIALLY EXERCISE OF OPTIONS) OWNED BY ------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON -0- WITH ------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER AS OF DECEMBER 31, 1997: 2,987,785 (INCLUDES 588,088 SHARES ISSUABLE UPON EXERCISE OF WARRANTS AND 597,787 SHARES ISSUABLE UPON EXERCISE OF OPTIONS) ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON AS OF DECEMBER 31, 1997: 2,987,785 (INCLUDES 588,088 SHARES ISSUABLE UPON EXERCISE OF WARRANTS AND 597,787 SHARES ISSUABLE UPON EXERCISE OF OPTIONS) - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.0% - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1(a) NAME OF ISSUER: Advanced Fibre Communications, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Willow Brook Court Petaluma, CA 94954 ITEM 2(a) NAME OF PERSON FILING: Donald Green ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: One Willow Brook Court Petaluma, CA 94954 ITEM 2(c) CITIZENSHIP: United States ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 00754A 10 5 Page 4 of 5 Pages ITEM 3. Not Applicable. ITEM 4. OWNERSHIP. Not Applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. /X/ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 1998 /s/ DONALD GREEN ------------------------------------- Donald Green -----END PRIVACY-ENHANCED MESSAGE-----